CLAIM STATUS DOCUMENTS
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July 30, 2021
Claim Status as of July 30, 2021

As of July 30, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 30, 2021

July 23, 2021
Claim Status as of July 23, 2021

As of July 23, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 23, 2021

July 16, 2021
Claim Status as of July 16, 2021

As of July 16, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 16, 2021

July 09, 2021
Claim Status as of July 9, 2021

As of July 9, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 9, 2021

July 02, 2021
Claim Status as of July 2, 2021

As of July 2, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 2, 2021

June 25, 2021
Claim Status as of June 25, 2021

As of June 25, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 25, 2021

June 18, 2021
Claim Status as of June 18, 2021

As of June 18, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 18, 2021

June 11, 2021
Claim Status as of June 11, 2021

As of June 11, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 11, 2021

June 04, 2021
Claim Status as of June 4, 2021

As of June 4, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 4, 2021

May 28, 2021
Claim Status as of May 28, 2021

As of May 28, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 28, 2021