CLAIM STATUS DOCUMENTS
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September 30, 2022
Claim Status as of September 30, 2022

As of September 30, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 30, 2022

September 23, 2022
Claim Status as of September 23, 2022

As of September 23, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 23, 2022

September 16, 2022
Claim Status as of September 16, 2022

As of September 16, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 16, 2022

September 09, 2022
Claim Status as of September 9, 2022

As of September 9, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 9, 2022

September 02, 2022
Claim Status as of September 2, 2022

As of September 2, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 2, 2022

August 26, 2022
Claim Status as of August 26, 2022

As of August 26, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 26, 2022

August 19, 2022
Claim Status as of August 19, 2022

As of August 19, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 19, 2022

August 12, 2022
Claim Status as of August 12, 2022

As of August 12, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 12, 2022

August 05, 2022
Claim Status as of August 5, 2022

As of August 5, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 5, 2022

July 29, 2022
Claim Status as of July 29, 2022

As of July 29, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 29, 2022