CLAIM STATUS DOCUMENTS
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January 22, 2022
Claim Status as of January 22, 2022

As of January 22, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 22, 2022

January 14, 2022
Claim Status as of January 14, 2022

As of January 14, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 14, 2022

January 07, 2022
Claim Status as of January 7, 2022

As of January 7, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 7, 2022

December 31, 2021
Claim Status as of December 31, 2021

As of December 31, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 31, 2021

December 24, 2021
Claim Status as of December 24, 2021

As of December 24, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 24, 2021

December 17, 2021
Claim Status as of December 17, 2021

As of December 17, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 17, 2021

December 10, 2021
Claim Status as of December 10, 2021

As of December 10, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 10, 2021

December 03, 2021
Claim Status as of December 3, 2021

As of December 3, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 3, 2021

November 26, 2021
Claim Status as of November 26, 2021

As of November 26, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 26, 2021

November 19, 2021
Claim Status as of November 19, 2021

As of November 19, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 19, 2021