CLAIM STATUS DOCUMENTS
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March 15, 2019
Claim Status as of March 15, 2019

As of March 15, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 15, 2019

March 08, 2019
Claim Status as of March 8, 2019

As of March 8, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 8, 2019

March 01, 2019
Claim Status as of March 1, 2019

As of March 1, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 1, 2019

February 22, 2019
Claim Status as of February 22, 2019

As of February 22, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 22, 2019

February 15, 2019
Claim Status as of February 15, 2019

As of February 15, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $640,211,859.53
(SIPC Committed of $845,162,577.35 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 15, 2019

February 08, 2019
Claim Status as of February 8, 2019

As of February 8, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $640,211,859.53
(SIPC Committed of $845,162,577.35 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 8, 2019

February 01, 2019
Claim Status as of February 1, 2019

As of February 1, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $640,211,859.53
(SIPC Committed of $845,162,577.35 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 1, 2019

January 25, 2019
Claim Status as of January 25, 2019

As of January 25, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $640,211,859.53
(SIPC Committed of $845,162,577.35 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 25, 2019

January 18, 2019
Claim Status as of January 18, 2019

As of January 18, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 18, 2019

January 11, 2019
Claim Status as of January 11, 2019

As of January 11, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 11, 2019