CLAIM STATUS DOCUMENTS
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May 13, 2022
Claim Status as of May 13, 2022

As of May 13, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 13, 2022

May 06, 2022
Claim Status as of May 6, 2022

As of May 6, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 6, 2022

April 29, 2022
Claim Status as of April 29, 2022

As of April 29, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 29, 2022

April 22, 2022
Claim Status as of April 22, 2022

As of April 22, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 22, 2022

April 15, 2022
Claim Status as of April 15, 2022

As of April 15, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 15, 2022

April 08, 2022
Claim Status as of April 8, 2022

As of April 8, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 8, 2022

April 01, 2022
Claim Status as of April 1, 2022

As of April 1, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 1, 2022

March 18, 2022
Claim Status as of March 18, 2022

As of March 18, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 18, 2022

March 11, 2022
Claim Status as of March 11, 2022

As of March 11, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 11, 2022

March 04, 2022
Claim Status as of March 4, 2022

As of March 4, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 4, 2022