CLAIM STATUS DOCUMENTS
Sort By:
February 14, 2020
Claim Status as of February 14, 2020

As of February 14, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 14, 2020

February 07, 2020
Claim Status as of February 7, 2020

As of February 7, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 7, 2020

January 31, 2020
Claim Status as of January 31, 2020

As of January 31, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 31, 2020

January 24, 2020
Claim Status as of January 24, 2020

As of January 24, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 24, 2020

January 17, 2020
Claim Status as of January 17, 2020

As of January 17, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 17, 2020

January 10, 2020
Claim Status as of January 10, 2020

As of January 10, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 10, 2020

January 03, 2020
Claim Status as of January 3, 2020

As of January 3, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 3, 2020

December 27, 2019
Claim Status as of December 27, 2019

As of December 27, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 27, 2019

December 18, 2019
Claim Status as of December 18, 2019

As of December 18, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 18, 2019

December 06, 2019
Claim Status as of December 6, 2019

As of December 6, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 16.00%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .13%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $847,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 6, 2019