CLAIM STATUS DOCUMENTS
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May 07, 2021
Claim Status as of May 7, 2021

As of May 7, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 7, 2021

April 30, 2021
Claim Status as of April 30, 2021

As of April 30, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 30, 2021

April 23, 2021
Claim Status as of April 23, 2021

As of April 23, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 23, 2021

April 16, 2021
Claim Status as of April 16, 2021

As of April 16, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 16, 2021

April 09, 2021
Claim Status as of April 9, 2021

As of April 9, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 9, 2021

April 02, 2021
Claim Status as of April 2, 2021

As of April 2, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 2, 2021

March 26, 2021
Claim Status as of March 26, 2021

As of March 26, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 26, 2021

March 19, 2021
Claim Status as of March 19, 2021

As of March 19, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 19, 2021

March 12, 2021
Claim Status as of March 12, 2021

As of March 12, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 12, 2021

March 05, 2021
Claim Status as of March 5, 2021

As of March 5, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 5, 2021