CLAIM STATUS DOCUMENTS
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June 02, 2023
Claim Status as of June 2, 2023

As of June 2, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 2, 2023

May 26, 2023
Claim Status as of May 26, 2023

As of May 26, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 26, 2023

May 19, 2023
Claim Status as of May 19, 2023

As of May 19, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 19, 2023

May 12, 2023
Claim Status as of May 12, 2023

As of May 12, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 12, 2023

May 05, 2023
Claim Status as of May 5, 2023

As of May 5, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 5, 2023

April 28, 2023
Claim Status as of April 28, 2023

As of April 28, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 28, 2023

April 21, 2023
Claim Status as of April 21, 2023

As of April 21, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 21, 2023

April 14, 2023
Claim Status as of April 14, 2023

As of April 14, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 14, 2023

April 07, 2023
Claim Status as of April 7, 2023

As of April 7, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 7, 2023

March 31, 2023
Claim Status as of March 31, 2023

As of March 31, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 31, 2023