CLAIM STATUS DOCUMENTS
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February 26, 2021
Claim Status as of February 26, 2021

As of February 26, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 26, 2021

February 19, 2021
Claim Status as of February 19, 2021

As of February 19, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 19, 2021

February 12, 2021
Claim Status as of February 12, 2021

As of February 12, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 12, 2021

February 05, 2021
Claim Status as of February 5, 2021

As of February 5, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 5, 2021

January 29, 2021
Claim Status as of January 29, 2021

As of January 29, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 29, 2021

January 22, 2021
Claim Status as of January 22, 2021

As of January 22, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 22, 2021

January 15, 2021
Claim Status as of January 15, 2021

As of January 15, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,120,271.92
Amount of SIPC Coverage Provided: $612,336,697.96
(SIPC Committed of $849,838,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 15, 2021

January 08, 2021
Claim Status as of January 8, 2021

As of January 8, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 8, 2021

January 01, 2021
Claim Status as of January 1, 2021

As of January 1, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 1, 2021

December 25, 2020
Claim Status as of December 25, 2020

As of December 25, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 25, 2020