CLAIM STATUS DOCUMENTS
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January 27, 2023
Claim Status as of January 27, 2023

As of January 27, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 27, 2023

January 20, 2023
Claim Status as of January 20, 2023

As of January 20, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 20, 2023

January 13, 2023
Claim Status as of January 13, 2023

As of January 13, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 13, 2023

January 06, 2023
Claim Status as of January 6, 2023

As of January 6, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 6, 2023

December 30, 2022
Claim Status as of December 30, 2022

As of December 30, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 30, 2022

December 23, 2022
Claim Status as of December 23, 2022

As of December 23, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 23, 2022

December 16, 2022
Claim Status as of December 16, 2022

As of December 16, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 16, 2022

December 09, 2022
Claim Status as of December 9, 2022

As of December 9, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 9, 2022

December 02, 2022
Claim Status as of December 2, 2022

As of December 2, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 2, 2022

November 25, 2022
Claim Status as of November 25, 2022

As of November 25, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 25, 2022