CLAIM STATUS DOCUMENTS
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September 17, 2021
Claim Status as of September 17, 2021

As of September 17, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.06%
Determined - No Claim 12 0.07%
Denied 2,692 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 17, 2021

September 10, 2021
Claim Status as of September 10, 2021

As of September 10, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.06%
Determined - No Claim 12 0.07%
Denied 2,692 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 10, 2021

September 03, 2021
Claim Status as of September 3, 2021

As of September 3, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.06%
Determined - No Claim 12 0.07%
Denied 2,692 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,279,866.92
Amount of SIPC Coverage Provided: $601,935,934.76
(SIPC Committed of $849,868,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 3, 2021

August 27, 2021
Claim Status as of August 27, 2021

As of August 27, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 27, 2021

August 20, 2021
Claim Status as of August 20, 2021

As of August 20, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 20, 2021

August 13, 2021
Claim Status as of August 13, 2021

As of August 13, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 13, 2021

August 06, 2021
Claim Status as of August 6, 2021

As of August 6, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 6, 2021

July 30, 2021
Claim Status as of July 30, 2021

As of July 30, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 30, 2021

July 23, 2021
Claim Status as of July 23, 2021

As of July 23, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 23, 2021

July 16, 2021
Claim Status as of July 16, 2021

As of July 16, 2021, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,654 16.06%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,416,249,866.92
Amount of SIPC Coverage Provided: $601,905,934.76
(SIPC Committed of $849,838,412.47 less $247,932,477.71 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 16, 2021