CLAIM STATUS DOCUMENTS
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July 03, 2020
Claim Status as of July 3, 2020

As of July 3, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 3, 2020

June 26, 2020
Claim Status as of June 26, 2020

As of June 26, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 26, 2020

June 19, 2020
Claim Status as of June 19, 2020

As of June 19, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 19, 2020

June 12, 2020
Claim Status as of June 12, 2020

As of June 12, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 12, 2020

June 05, 2020
Claim Status as of June 5, 2020

As of June 5, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 5, 2020

May 29, 2020
Claim Status as of May 29, 2020

As of May 29, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 29, 2020

May 22, 2020
Claim Status as of May 22, 2020

As of May 22, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 22, 2020

May 15, 2020
Claim Status as of May 15, 2020

As of May 15, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 15, 2020

May 08, 2020
Claim Status as of May 8, 2020

As of May 8, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 8, 2020

May 01, 2020
Claim Status as of May 1, 2020

As of May 1, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 1, 2020