CLAIM STATUS DOCUMENTS
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October 04, 2019
Claim Status as of October 4, 2019

As of October 4 , 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 4, 2019

September 27, 2019
Claim Status as of September 27, 2019

As of September 27, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 27, 2019

September 20, 2019
Claim Status as of September 20, 2019

As of September 20, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 20, 2019

September 13, 2019
Claim Status as of September 13, 2019

As of September 13, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 13, 2019

September 06, 2019
Claim Status as of September 6, 2019

As of September 6, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 6, 2019

August 30, 2019
Claim Status as of August 30, 2019

As of August 30, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 30, 2019

August 23, 2019
Claim Status as of August 23, 2019

As of August 23, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 23, 2019

August 16, 2019
Claim Status as of August 16, 2019

As of August 16, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 16, 2019

August 09, 2019
Claim Status as of August 9, 2019

As of August 9, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 9, 2019

August 02, 2019
Claim Status as of August 2, 2019

As of August 2, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 2, 2019