CLAIM STATUS DOCUMENTS
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April 12, 2024
Claim Stats as of April 12, 2024

As of April 12, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Stats as of April 12, 2024

April 05, 2024
Claim Status as of April 5, 2024

As of April 5, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 5, 2024

March 29, 2024
Claim Status as of March 29, 2024

As of March 29, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 29, 2024

March 22, 2024
Claim Status as of March 22, 2024

As of March 22, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 22, 2024

March 15, 2024
Claim Status as of March 15, 2024

As of March 15, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 15, 2024

March 08, 2024
Claim Status as of March 8, 2024

As of March 8, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 8, 2024

March 01, 2024
Claim Status as of March 1, 2024

As of March 1, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 1, 2024

February 23, 2024
Claim Status as of February 23, 2024

As of February 23, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 23, 2024

February 16, 2024
Claim Status as of February 16, 2024

As of February 16, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 16, 2024

February 09, 2024
Claim Status as of February 9, 2024

As of February 9, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 9, 2024