CLAIM STATUS DOCUMENTS
Sort By:
July 12, 2019
Claim Status as of July 12, 2019

As of July 12, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 12, 2019

July 05, 2019
Claim Status as of July 5, 2019

As of July 5, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 5, 2019

June 28, 2019
Claim Status as of June 28, 2019

As of June 28, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 28, 2019

June 21, 2019
Claim Status as of June 21, 2019

As of June 21, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 21, 2019

June 14, 2019
Claim Status as of June 14, 2019

As of June 14, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 27 .16%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 14, 2019

June 07, 2019
Claim Status as of June 7, 2019

As of June 7, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 7, 2019

May 31, 2019
Claim Status as of May 31, 2019

As of May 31, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 31, 2019

May 24, 2019
Claim Status as of May 24, 2019

As of May 24, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 24, 2019

May 17, 2019
Claim Status as of May 17, 2019

As of May 17, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 17, 2019

May 10, 2019
Claim Status as of May 10, 2019

As of May 10, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 10, 2019