CLAIM STATUS DOCUMENTS
Sort By:
May 17, 2019
Claim Status as of May 17, 2019

As of May 17, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 17, 2019

May 10, 2019
Claim Status as of May 10, 2019

As of May 10, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 10, 2019

May 03, 2019
Claim Status as of May 3, 2019

As of May 3, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 3, 2019

April 26, 2019
Claim Status as of April 26, 2019

As of April 26, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 26, 2019

April 19, 2019
Claim Status as of April 19, 2019

As of April 19, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,637 15.96%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 28 .17%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,645, 918,194.99
Amount of SIPC Coverage Provided: $623,066,265.44
(SIPC Committed of $845,934,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 19, 2019

April 12, 2019
Claim Status as of April 12, 2019

As of April 12, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 12, 2019

April 05, 2019
Claim Status as of April 5, 2019

As of April 5, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 5, 2019

March 29, 2019
Claim Status as of March 29, 2019

As of March 29, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 29, 2019

March 22, 2019
Claim Status as of March 22, 2019

As of March 22, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 22, 2019

March 15, 2019
Claim Status as of March 15, 2019

As of March 15, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,635 15.95%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 416 2.52%
Deemed Determined 30 .18%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $622,294,265.44
(SIPC Committed of $845,162,577.35 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 15, 2019