CLAIM STATUS DOCUMENTS
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November 28, 2025
Claim Status as of November 28, 2025

As of November 28, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 28, 2025

November 21, 2025
Claim Status as of November 21, 2025

As of November 21, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 21, 2025

November 14, 2025
Claim Status as of November 14, 2025

As of November 14, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 14, 2025

November 07, 2025
Claim Status as of November 7, 2025

As of November 7, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 7, 2025

October 31, 2025
Claim Status as of October 31, 2025

As of October 31, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 31, 2025

October 24, 2025
Claim Status as of October 24, 2025

As of October 24, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 24, 2025

October 17, 2025
Claim Status as of October 17, 2025

As of October 17, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 17, 2025

October 10, 2025
Claim Status as of October 10, 2025

As of October 10, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 10, 2025

October 03, 2025
Claim Status as of October 3, 2025

As of October 3, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 3, 2025

September 26, 2025
Claim Status as of September 26, 2025

As of September 26, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 26, 2025