CLAIM STATUS DOCUMENTS
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November 18, 2022
Claim Status as of November 18, 2022

As of November 18, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 18, 2022

November 11, 2022
Claim Status as of November 11, 2022

As of November 11, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 11, 2022

November 04, 2022
Claim Status as of November 4, 2022

As of November 4, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 4, 2022

October 28, 2022
Claim Status as of October 28, 2022

As of October 28, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 28, 2022

October 21, 2022
Claim Status as of October 21, 2022

As of October 21, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 21, 2022

October 14, 2022
Claim Status as of October 14, 2022

As of October 14, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 14, 2022

October 07, 2022
Claim Status as of October 7, 2022

As of October 7, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 7, 2022

September 30, 2022
Claim Status as of September 30, 2022

As of September 30, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 30, 2022

September 23, 2022
Claim Status as of September 23, 2022

As of September 23, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 23, 2022

September 16, 2022
Claim Status as of September 16, 2022

As of September 16, 2022, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 16, 2022