CLAIM STATUS DOCUMENTS
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September 15, 2023
Claim Status as of September 15, 2023

As of September 15, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 15, 2023

September 08, 2023
Claim Status as of September 8, 2023

As of September 8, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 8, 2023

September 01, 2023
Claim Status as of September 1, 2023

As of September 1, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 1, 2023

August 25, 2023
Claim Status as of August 25, 2023

As of August 25, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 25, 2023

August 18, 2023
Claim Status as of August 18, 2023

As of August 18, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 18, 2023

August 11, 2023
Claim Status as of August 11, 2023

As of August 11, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 11, 2023

August 04, 2023
Claim Status as of August 4, 2023

As of August 4, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 4, 2023

July 28, 2023
Claim Status as of July 28, 2023

As of July 28, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 28, 2023

July 21, 2023
Claim Status as of July 21, 2023

As of July 21, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 21, 2023

July 14, 2023
Claim Status as of July 14, 2023

As of July 14, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 14, 2023