As of October 31, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of October 31, 2025
As of October 24, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of October 24, 2025
As of October 17, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of October 17, 2025
As of October 10, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of October 10, 2025
As of October 3, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of October 3, 2025
As of September 26, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of September 26, 2025
As of September 19, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of September 19, 2025
As of September 12, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of September 12, 2025
As of September 5, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of September 5, 2025
As of August 29, 2025, the SIPA Trustee provides the following information regarding customer claims:
| Total Claims |
16,521 |
| Total Determined Claims |
16,521 |
100.00% |
| Allowed |
2,656 |
16.08% |
| Determined - No Claim |
12 |
0.07% |
| Denied |
2,693 |
16.30% |
| Denied - CWAA* |
10,734 |
64.97% |
| Withdrawn |
420 |
2.54% |
| Deemed Determined |
6 |
0.04% |
| Remaining To Determine |
- |
0.00% |
Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment)
*Denotes - Claimants Without An Account
Claim Status as of August 29, 2025
Page of 86
