CLAIM STATUS DOCUMENTS
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March 27, 2020
Claim Status as of March 27, 2020

As of March 27, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 27, 2020

March 20, 2020
Claim Status as of March 20, 2020

As of March 20, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 20, 2020

March 13, 2020
Claim Status as of March 13, 2020

As of March 13, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 13, 2020

March 06, 2020
Claim Status as of March 6, 2020

As of March 6, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 6, 2020

February 28, 2020
Claim Status as of February 28, 2020

As of February 28, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 28, 2020

February 21, 2020
Claim Status as of February 21, 2020

As of February 21, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 21, 2020

February 14, 2020
Claim Status as of February 14, 2020

As of February 14, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 14, 2020

February 07, 2020
Claim Status as of February 7, 2020

As of February 7, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 7, 2020

January 31, 2020
Claim Status as of January 31, 2020

As of January 31, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 31, 2020

January 24, 2020
Claim Status as of January 24, 2020

As of January 24, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $625,331,023.06
(SIPC Committed of $848,199,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 24, 2020