CLAIM STATUS DOCUMENTS
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December 07, 2018
Claim Status as of December 7, 2018

As of December 7, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 7, 2018

November 30, 2018
Claim Status as of November 30, 2018

As of November 30, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 30, 2018

November 23, 2018
Claim Status as of November 23, 2018

As of November 23, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 23, 2018

November 16, 2018
Claim Status as of November 16, 2018

As of November 16, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 16, 2018

November 09, 2018
Claim Status as of November 9, 2018

As of November 9, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of November 9, 2018

November 02, 2018
Claim Status as of November 2, 2018

As of November 2, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of November 2, 2018

October 26, 2018
Claim Status as of October 26, 2018

As of October 26, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of October 26, 2018

October 19, 2018
Claim Status as of October 19, 2018

As of October 19, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of October 19, 2018

October 12, 2018
Claim Status as of October 12, 2018

As of October 12, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of October 12, 2018

October 05, 2018
Claim Status as of October 5, 2018

As of October 5, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of October 5, 2018