CLAIM STATUS DOCUMENTS
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September 18, 2020
Claim Status as of September 18, 2020

As of September 18, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 18, 2020

September 11, 2020
Claim Status as of September 11, 2020

As of September 11, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 11, 2020

September 04, 2020
Claim Status as of September 4, 2020

As of September 4, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 4, 2020

August 28, 2020
Claim Status as of August 28, 2020

As of August 28, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 28, 2020

August 21, 2020
Claim Status as of August 21, 2020

As of August 21, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 21, 2020

August 14, 2020
Claim Status as of August 14, 2020

As of August 14, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 14, 2020

August 07, 2020
Claim Status as of August 7, 2020

As of August 7, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of August 7, 2020

July 31, 2020
Claim Status as of July 31, 2020

As of July 31, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 31, 2020

July 24, 2020
Claim Status as of July 24, 2020

As of July 24, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 24, 2020

July 17, 2020
Claim Status as of July 17, 2020

As of July 17, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of July 17, 2020