CLAIM STATUS DOCUMENTS
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December 06, 2019
Claim Status as of December 6, 2019

As of December 6, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 6, 2019

November 29, 2019
Claim Status as of November 29, 20129

As of November 29, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 29, 20129

November 22, 2019
Claim Status as of November 22, 2019

As of November 22, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 22, 2019

November 15, 2019
Claim Status as of November 15, 2019

As of November 15, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 15, 2019

October 31, 2019
Claim Status as of October 31, 2019

As of October 31, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,643 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 21 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,307,107,125.42
Amount of SIPC Coverage Provided: $624,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 31, 2019

October 25, 2019
Claim Status as of October 25, 2019

As of October 25, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 25, 2019

October 18, 2019
Claim Status as of October 18, 2019

As of October 18, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 18, 2019

October 11, 2019
Claim Status as of October 11, 2019

As of October 11, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 11, 2019

October 04, 2019
Claim Status as of October 4, 2019

As of October 4, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 4, 2019

September 27, 2019
Claim Status as of September 27, 2019

As of September 27, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,641 15.99%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 23 .14%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,647,359,030.90
Amount of SIPC Coverage Provided: $623,831,023.06
(SIPC Committed of $846,699,334.97 less $222,868,311.91 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 27, 2019