CLAIM STATUS DOCUMENTS
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November 20, 2020
Claim Status as of November 20, 2020

As of November 20, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 20, 2020

November 13, 2020
Claim Status as of November 13, 2020

As of November 13, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 13, 2020

November 06, 2020
Claim Status as of November 6, 2020

As of November 6, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 6, 2020

October 30, 2020
Claim Status as of October 30, 2020

As of October 30, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 30, 2020

October 23, 2020
Claim Status as of October 23, 2020

As of October 23, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 23, 2020

October 16, 2020
Claim Status as of October 16, 2020

As of October 16, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 16, 2020

October 09, 2020
Claim Status as of October 9, 2020

As of October 9, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 9, 2020

October 02, 2020
Claim Status as of October 2, 2020

As of October 2, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 2, 2020

September 25, 2020
Claim Status as of September 25, 2020

As of September 25, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 25, 2020

September 18, 2020
Claim Status as of September 18, 2020

As of September 18, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 18, 2020