CLAIM STATUS DOCUMENTS
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February 16, 2024
Claim Status as of February 16, 2024

As of February 16, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 16, 2024

February 09, 2024
Claim Status as of February 9, 2024

As of February 9, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 9, 2024

February 02, 2024
Claim Status as of February 2, 2024

As of February 2, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 2, 2024

January 26, 2024
Claim Status as of January 26, 2024

As of January 26, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 26, 2024

January 19, 2024
Claim Status as of January 19, 2024

As of January 19, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 19, 2024

January 12, 2024
Claim Status as of January 12, 2024

As of January 12, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 12, 2024

January 05, 2024
Claim Status as of January 5, 2024

As of January 5, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 5, 2024

December 29, 2023
Claim Status as of December 29, 2023

As of December 29, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $595,617,436.44
(SIPC Committed of $850,368,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 29, 2023

December 22, 2023
Claim Status as of December 22, 2023

As of December 22, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 22, 2023

December 15, 2023
Claim Status as of December 15, 2023

As of December 15, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 15, 2023