CLAIM STATUS DOCUMENTS
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January 23, 2026
Claim Status as of January 23, 2026

As of January 23, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 23, 2026

January 16, 2026
Claim Status as of January 16, 2026

As of January 16, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 16, 2026

January 09, 2026
Claim Status as of January 9, 2026

As of January 9, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 9, 2026

January 02, 2026
Claim Status as of January 2, 2026

As of January 2, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 2, 2026

December 26, 2025
Claim Status as of December 26, 2025

As of December 26, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 26, 2025

December 19, 2025
Claim Status as of December 19, 2025

As of December 19, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 19, 2025

December 12, 2025
Claim Status as of December 12, 2025

As of December 12, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 12, 2025

December 05, 2025
Claim Status as of December 5, 2025

As of December 5, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 5, 2025

November 28, 2025
Claim Status as of November 28, 2025

As of November 28, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 28, 2025

November 21, 2025
Claim Status as of November 21, 2025

As of November 21, 2025, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 6 0.04%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $588,915,033.06
(SIPC Committed of $850,368,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 21, 2025