CLAIM STATUS DOCUMENTS
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April 17, 2026
Claim Status as of April 17, 2026

As of April 17, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 17, 2026

April 10, 2026
Claim Status as of April 10, 2026

As of April 10, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 10, 2026

April 03, 2026
Claim Status as of April 3, 2026

As of April 3, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 3, 2026

March 27, 2026
Claim Status as of March 27, 2026

As of March 27, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 27, 2026

March 20, 2026
Claim Status as of March 20, 2026

As of March 20, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 20, 2026

March 13, 2026
Claim Status as of March 13, 2026

As of March 13, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 13, 2026

March 06, 2026
Claim Status as of March 6, 2026

As of March 6, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 6, 2026

February 27, 2026
Claim Status as of February 27, 2026

As of February 27, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 27, 2026

February 20, 2026
Claim Status as of February 20, 2026

As of February 20, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 20, 2026

February 13, 2026
Claim Status as of February 13, 2026

As of February 13, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $589,415,033.06 
(SIPC Committed of $850,868,412.47 less $261,453,379.41 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 13, 2026