CLAIM STATUS DOCUMENTS
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March 17, 2023
Claim Status as of March 17, 2023

As of March 17, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 17, 2023

March 10, 2023
Claim Status as of March 10, 2023

As of March 10, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 10, 2023

March 03, 2023
Claim Status as of March 3, 2023

As of March 3, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 3, 2023

February 24, 2023
Claim Status as of February 24, 2023

As of February 24, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $595,117,436.44
(SIPC Committed of $849,868,412.47 less $254,750,976.03 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 24, 2023

February 17, 2023
Claim Status as of February 17, 2023

As of February 17, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 17, 2023

February 10, 2023
Claim Status as of February 10, 2023

As of February 10, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 10, 2023

February 03, 2023
Claim Status as of February 3, 2023

As of February 3, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of February 3, 2023

January 27, 2023
Claim Status as of January 27, 2023

As of January 27, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 27, 2023

January 20, 2023
Claim Status as of January 20, 2023

As of January 20, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 20, 2023

January 13, 2023
Claim Status as of January 13, 2023

As of January 13, 2023, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,655 16.07%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,493,795,916.92
Amount of SIPC Coverage Provided: $597,221,740.49
(SIPC Committed of $849,868,412.47 less $252,646,671.98 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 13, 2023