CLAIM STATUS DOCUMENTS
Sort By:
May 29, 2020
Claim Status as of May 29, 2020

As of May 29, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 29, 2020

May 22, 2020
Claim Status as of May 22, 2020

As of May 22, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 22, 2020

May 15, 2020
Claim Status as of May 15, 2020

As of May 15, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 15, 2020

May 08, 2020
Claim Status as of May 8, 2020

As of May 8, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 8, 2020

May 01, 2020
Claim Status as of May 1, 2020

As of May 1, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,653 16.06%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 11 .07%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,415,557,971.92
Amount of SIPC Coverage Provided: $611,836,697.96
(SIPC Committed of $849,338,412.47 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 1, 2020

April 24, 2020
Claim Status as of April 24, 2020

As of April 24, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,651 16.05%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 13 .08%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,843,551.26
Amount of SIPC Coverage Provided: $611,184,277.30
(SIPC Committed of $848,685,991.81 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 24, 2020

April 17, 2020
Claim Status as of April 17, 2020

As of April 17, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,651 16.05%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 13 .08%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,843,551.26
Amount of SIPC Coverage Provided: $611,184,277.30
(SIPC Committed of $848,685,991.81 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 17, 2020

April 10, 2020
Claim Status as of April 10, 2020

As of April 10, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,651 16.05%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 13 .08%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,843,551.26
Amount of SIPC Coverage Provided: $611,184,277.30
(SIPC Committed of $848,685,991.81 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 10, 2020

April 03, 2020
Claim Status as of April 3, 2020

As of April 3, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,651 16.05%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 13 .08%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,843,551.26
Amount of SIPC Coverage Provided: $611,184,277.30
(SIPC Committed of $848,685,991.81 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 3, 2020

March 27, 2020
Claim Status as of March 27, 2020

As of March 27, 2020, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,646 16.02%
Determined - No Claim 12 0.07%
Denied 2,694 16.31%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 18 .11%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,414,356,894.42
Amount of SIPC Coverage Provided: $610,697,620.46
(SIPC Committed of $848,199,334.97 less $237,501,714.51 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of March 27, 2020