CLAIM STATUS DOCUMENTS
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January 04, 2019
Claim Status as of January 4, 2019

As of January 4, 2019, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of January 4, 2019

December 28, 2018
Claim Status as of December 28, 2018

As of December 28, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 28, 2018

December 21, 2018
Claim Status as of December 21, 2018

As of December 21, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 21, 2018

December 14, 2018
Claim Status as of December 14, 2018

As of December 14, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 14, 2018

December 07, 2018
Claim Status as of December 7, 2018

As of December 7, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of December 7, 2018

November 30, 2018
Claim Status as of November 30, 2018

As of November 30, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 30, 2018

November 23, 2018
Claim Status as of November 23, 2018

As of November 23, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 23, 2018

November 16, 2018
Claim Status as of November 16, 2018

As of November 16, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 16, 2018

November 09, 2018
Claim Status as of November 9, 2018

As of November 9, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of November 9, 2018

November 02, 2018
Claim Status as of November 2, 2018

As of November 2, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - CWAA* 10,734 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment)
*Denotes - Claimants Without An Account 

Claim Status as of November 2, 2018