STATEMENTS & PRESS RELEASES
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October 17, 2014
Claim Status as of October 17, 2017

As of October 17, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,524 15.28%
Determined - No Claim 12 0.07%
Denied 2,701 16.35%
Denied - Third Party 10,732 64.97%
Withdrawn 401 2.43%
Deemed Determined 149 .90%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,422,858,869.74
Amount of SIPC Coverage Provided: $701,142,994.50
(SIPC Committed of $815,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of October 17, 2017

October 10, 2014
Claim Status as of October 10, 2014

As of October 10, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,522 15.27%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,732 64.97%
Withdrawn 398 2.41%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $700,142,994.50
(SIPC Committed of $814,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of October 10, 2014

October 03, 2014
Claim Status as of October 3, 2014

As of October 3, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,522 15.27%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,732 64.97%
Withdrawn 398 2.41%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $700,142,994.50
(SIPC Committed of $814,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of October 3, 2014

October 01, 2014
Master Service List #35

Please open attached pdf file for Master Service List

Master Service List #35

September 26, 2014
Claim Status as of September 26, 2014

As of September 26, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,522 15.27%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,732 64.97%
Withdrawn 398 2.41%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $700,142,994.50
(SIPC Committed of $814,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of September 26, 2014

September 19, 2014
Claim Status as of September 19, 2014

As of September 19, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,522 15.27%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,732 64.97%
Withdrawn 398 2.41%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $700,142,994.50
(SIPC Committed of $814,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of September 19, 2014

September 12, 2014
Claim Status as of September 12, 2014

As of September 12, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of September 12, 2014

September 05, 2014
Claim Status as of September 5, 2014

As of September 5, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of September 5, 2014

September 02, 2014
Master Service List #34

Please open attached pdf file for Master Service List

Master Service List #34

August 29, 2014
Claim Status as of August 29, 2014

As of August 29, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of August 29, 2014