CLAIM STATUS DOCUMENTS
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April 20, 2018
Claim Status as of April 20, 2018

As of Apirl 20, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 20, 2018

April 13, 2018
Claim Status as of April 13, 2018

As of Apirl 13, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 13, 2018

April 06, 2018
Claim Status as of April 6, 2018

As of Apirl 6, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 6, 2018

March 30, 2018
Claim Status as of March 30, 2018

As of March 30, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of March 30, 2018

March 23, 2018
Claim Status as of March 23, 2018

As of March 23, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of March 23, 2018

March 16, 2018
Claim Status as of March 16, 2018

As of March 16, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of March 16, 2018

March 09, 2018
Claim Status as of March 9, 2018

As of March 9, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of March 9, 2018

March 02, 2018
Claim Status as of March 2, 2018

As of March 2, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of March 2, 2018

February 23, 2018
Claim Status as of February 23, 2018

As of February 23, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of February 23, 2018

February 16, 2018
Claim Status as of February 16, 2018

As of February 16, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,626 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 39 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $662,166,372.90
(SIPC Committed of $843,355,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of February 16, 2018