CLAIM STATUS DOCUMENTS
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June 15, 2018
Claim Status as of June 15, 2018

As of June 15, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 15, 2018

June 08, 2018
Claim Status as of June 8, 2018

As of June 8, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 8, 2018

June 01, 2018
Claim Status as of June 1, 2018

As of June 1, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 1, 2018

May 25, 2018
Claim Status as of May 25, 2018

As of May 18, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of May 25, 2018

May 18, 2018
Claim Status as of May 18, 2018

As of May 18, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of May 18, 2018

May 11, 2018
Claim Status as of May 11, 2018

As of May 11, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of May 11, 2018

May 04, 2018
Claim Status as of May 4, 2018

As of May 4, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of May 4, 2018

April 27, 2018
Claim Status as of April 27, 2018

As of April 27, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 27, 2018

April 20, 2018
Claim Status as of April 20, 2018

As of April 20, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 20, 2018

April 13, 2018
Claim Status as of April 13, 2018

As of April 13, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,630 15.92%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 35 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,903,919,703.62
Amount of SIPC Coverage Provided: $639,362,156.16
(SIPC Committed of $844,312,873.98 less $204,950,717.82 subrogation payment) 

Claim Status as of April 13, 2018