CLAIM STATUS DOCUMENTS
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August 10, 2018
Claim Status as of August 10 2018

As of August 10, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 10 2018

August 03, 2018
Claim Status as of August 3, 2018

As of August 3, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 3, 2018

July 27, 2018
Claim Status as of July 27, 2018

As of July 27, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of July 27, 2018

July 20, 2018
Claim Status as of July 20, 2018

As of July 20, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of July 20, 2018

July 13, 2018
Claim Status as of July 13, 2018

As of July 13, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of July 13, 2018

July 06, 2018
Claim Status as of July 6, 2018

As of July 6, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of July 6, 2018

June 29, 2018
Claim Status as of June 29, 2018

As of June 29, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 29, 2018

June 22, 2018
Claim Status as of June 22, 2018

As of June 22, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 22, 2018

June 15, 2018
Claim Status as of June 15, 2018

As of June 15, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 15, 2018

June 08, 2018
Claim Status as of June 8, 2018

As of June 8, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,632 15.93%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 33 .21%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,142,162,153.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of June 8, 2018