CLAIM STATUS DOCUMENTS
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January 12, 2018
Claim Status as of January 12, 2018

As of January 12, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of January 12, 2018

January 05, 2018
Claim Status as of January 5, 2018

As of January 5, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of January 5, 2018

December 29, 2017
Claim Status as of December 29, 2017

As of December 29, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of December 29, 2017

December 22, 2017
Claim Status as of December 22, 2017

As of December 22, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of December 22, 2017

December 15, 2017
Claim Status as of December 15, 2017

As of December 15, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of December 15, 2017

December 08, 2017
Claim Status as of December 8, 2017

As of December 8, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of December 8, 2017

December 01, 2017
Claim Status as of December 1, 2017

As of December 1, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of December 1, 2017

November 24, 2017
Claim Status as of November 24, 2017

As of November 24, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of November 24, 2017

November 17, 2017
Claim Status as of November 17, 2017

As of November 17, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of November 17, 2017

November 10, 2017
Claim Status as of November 10, 2017

As of November 10, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of November 10, 2017