CLAIM STATUS DOCUMENTS
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October 12, 2018
Claim Status as of October 12, 2018

As of October 12, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of October 12, 2018

October 05, 2018
Claim Status as of October 5, 2018

As of October 5, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of October 5, 2018

September 28, 2018
Claim Status as of September 28, 2018

As of September 28, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of September 28, 2018

September 21, 2018
Claim Status as of September 21, 2018

As of September 21, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of September 21, 2018

September 14, 2018
Claim Status as of September 14 2018

As of September 14, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of September 14 2018

September 07, 2018
Claim Status as of September 7, 2018

As of September 7, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of September 7, 2018

August 31, 2018
Claim Status as of August 31, 2018

As of August 31, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 31, 2018

August 24, 2018
Claim Status as of August 24, 2018

As of August 24, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 24, 2018

August 17, 2018
Claim Status as of August 17, 2018

As of August 17, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 17, 2018

August 10, 2018
Claim Status as of August 10 2018

As of August 10, 2018, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,633 15.94%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 32 .19%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $17,643,896,491.62
Amount of SIPC Coverage Provided: $639,967,156.16
(SIPC Committed of $844,917,873,98 less $204,950,717.82 subrogation payment) 

Claim Status as of August 10 2018