CLAIM STATUS DOCUMENTS
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September 15, 2017
Claim Status as of September 15, 2017

As of September 15, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 15, 2017

September 08, 2017
Claim Status as of September 8, 2017

As of September 8, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 8, 2017

September 01, 2017
Claim Status as of September 1, 2017

As of September 1, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 1, 2017

August 25, 2017
Claim Status as of August 25, 2017

As of August 25, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of August 25, 2017

August 18, 2017
Claim Status as of August 18, 2017

As of August 18, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of August 18, 2017

August 11, 2017
Claim Status as of August 11, 2017

As of August 11, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of August 11, 2017

August 04, 2017
Claim Status as of August 4, 2017

As of August 4, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of August 4, 2017

July 28, 2017
Claim Status as of July 28, 2017

As of July 28, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,699 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of July 28, 2017

July 21, 2017
Claim Status as of July 21, 2017

As of July 21, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,699 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of July 21, 2017

July 14, 2017
Claim Status as of July 14, 2017

As of July 14, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of July 14, 2017