CLAIM STATUS DOCUMENTS
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March 24, 2017
Claim Status as of March 24, 2017

As of March 24, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 24, 2017

March 17, 2017
Claim Status as of March 17, 2017

As of March 17, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 17, 2017

March 10, 2017
Claim Status as of March 10, 2017

As of March 10, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 10, 2017

March 03, 2017
Claim Status as of March 3, 2017

As of March 3, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 3, 2017

February 24, 2017
Claim Status as of February 24, 2017

As of February 24, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 24, 2017

February 17, 2017
Claim Status as of February 17, 2017

As of February 17, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 17, 2017

February 10, 2017
Claim Status as of February 10, 2017

As of February 10, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 10, 2017

February 02, 2017
Claim Status as of February 2, 2017

As of February 2, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 2, 2017

January 27, 2017
Claim Status as of January 27, 2017

As of January 27, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $669,102,083.87
(SIPC Committed of $839,935,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 27, 2017

January 20, 2017
Claim Status as of January 20, 2017

As of January 20, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,609 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 59 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,766,326.38
Amount of SIPC Coverage Provided: $668,862,083.87
(SIPC Committed of $839,695,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 20, 2017