CLAIM STATUS DOCUMENTS
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July 14, 2017
Claim Status as of July 14, 2017

As of July 14, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of July 14, 2017

July 07, 2017
Claims Status as of July 7, 2017

As of July 7, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claims Status as of July 7, 2017

June 30, 2017
Claim Status as of June 30, 2017

As of June 30, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of June 30, 2017

June 23, 2017
Claim Status as of June 23, 2017

As of June 23, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of June 23, 2017

June 16, 2017
Claim Status as of June 16, 2017

As of June 16, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of June 16, 2017

June 09, 2017
Claim Status as of June 9, 2017

As of June 9, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of June 9, 2017

June 02, 2017
Claim Status as of June 2, 2017

As of June 2, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of June 2, 2017

May 26, 2017
Claim Status as of May 26, 2017

As of May 26, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 26, 2017

May 19, 2017
Claim Status as of May 19, 2017

As of May 19, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 19, 2017

May 12, 2017
Claim Status as of May 12, 2017

As of May 12, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 12, 2017