CLAIM STATUS DOCUMENTS
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November 10, 2017
Claim Status as of November 10, 2017

As of November 10, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of November 10, 2017

November 03, 2017
Claim Status as of November 3, 2017

As of November 3, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,625 15.89%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 40 .24%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $16,891,632,482.62
Amount of SIPC Coverage Provided: $661,681,732.90
(SIPC Committed of $842,850,652.98 less $181,169,280.08 subrogation payment) 

Claim Status as of November 3, 2017

October 27, 2017
Claim Status as of October 27, 2017

As of October 27, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of October 27, 2017

October 20, 2017
Claim Status as of October 20, 2017

As of October 20, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of October 20, 2017

October 13, 2017
Claim Status as of October 13, 2017

As of October 13, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of October 13, 2017

October 06, 2017
Claim Status as of October 6, 2017

As of October 6, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of October 6, 2017

September 29, 2017
Claim Status as of September 29, 2017

As of September 29, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 29, 2017

September 22, 2017
Claim Status as of September 22, 2017

As of September 22, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 414 2.51%
Deemed Determined 46 .28%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 22, 2017

September 15, 2017
Claim Status as of September 15, 2017

As of September 15, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 15, 2017

September 08, 2017
Claim Status as of September 8, 2017

As of September 8, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,619 15.85%
Determined - No Claim 12 0.07%
Denied 2,696 16.32%
Denied - Third Party 10,732 64.97%
Withdrawn 409 2.48%
Deemed Determined 51 .31%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,887,627,836.38
Amount of SIPC Coverage Provided: $659,786,631.37
(SIPC Committed of $840,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of September 8, 2017