CLAIM STATUS DOCUMENTS
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May 26, 2017
Claim Status as of May 26, 2017

As of May 26, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 26, 2017

May 19, 2017
Claim Status as of May 19, 2017

As of May 19, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 19, 2017

May 12, 2017
Claim Status as of May 12, 2017

As of May 12, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 408 2.47%
Deemed Determined 55 .33%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 12, 2017

May 06, 2017
Claim Status as of May 6, 2017

As of May 6, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of May 6, 2017

April 28, 2017
Claim Status as of April 28, 2017

As of April 28, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of April 28, 2017

April 21, 2017
Claim Status as of April 21, 2017

As of April 21, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of April 21, 2017

April 14, 2017
Claim Status as of April 14, 2017

As of April 14, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of April 14, 2017

April 07, 2017
Claim Status as of April 7, 2017

As of April 7, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of April 7, 2017

March 31, 2017
Claim Status as of March 31, 2017

As of March 31, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 31, 2017

March 24, 2017
Claim Status as of March 24, 2017

As of March 24, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,612 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 56 .34%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,026,326.38
Amount of SIPC Coverage Provided: $658,786,631.37
(SIPC Committed of $839,955,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of March 24, 2017