CLAIM STATUS DOCUMENTS
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February 17, 2017
Claim Status as of February 17, 2017

As of February 17, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 17, 2017

February 10, 2017
Claim Status as of February 10, 2017

As of February 10, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 10, 2017

February 02, 2017
Claim Status as of February 2, 2017

As of February 2, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $658,766,631.37
(SIPC Committed of $839,935,911.45 less $181,169,280.08 subrogation payment) 

Claim Status as of February 2, 2017

January 27, 2017
Claim Status as of January 27, 2017

As of January 27, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,611 15.81%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 57 .35%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,086,006,326.38
Amount of SIPC Coverage Provided: $669,102,083.87
(SIPC Committed of $839,935,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 27, 2017

January 20, 2017
Claim Status as of January 20, 2017

As of January 20, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,609 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 59 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,766,326.38
Amount of SIPC Coverage Provided: $668,862,083.87
(SIPC Committed of $839,695,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 20, 2017

January 13, 2017
Claim Status as of January 13, 2017

As of January 13, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,609 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 59 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,766,326.38
Amount of SIPC Coverage Provided: $668,862,083.87
(SIPC Committed of $839,695,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 13, 2017

January 06, 2017
Claim Status as of January 6, 2017

As of January 6, 2017, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,609 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 59 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,766,326.38
Amount of SIPC Coverage Provided: $668,862,083.87
(SIPC Committed of $839,695,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of January 6, 2017

December 30, 2016
Claim Status as of December 30, 2016

As of December 30, 2016, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,609 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 59 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,766,326.38
Amount of SIPC Coverage Provided: $668,862,083.87
(SIPC Committed of $839,695,911.45 less $170,833,827.58 subrogation payment) 

Claim Status as of December 30, 2016

December 23, 2016
Claim Status as of December 23, 2016

As of December 23, 2016, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,608 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 60 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,701,117.96
Amount of SIPC Coverage Provided: $668,796,875.45
(SIPC Committed of $839,630,703.03 less $170,833,827.58 subrogation payment) 

Claim Status as of December 23, 2016

December 16, 2016
Claim Status as of December 16, 2016

As of December 16, 2016, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,608 15.79%
Determined - No Claim 12 0.07%
Denied 2,700 16.34%
Denied - Third Party 10,732 64.97%
Withdrawn 407 2.46%
Deemed Determined 60 .36%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $15,085,701,117.96
Amount of SIPC Coverage Provided: $668,796,875.45
(SIPC Committed of $839,630,703.03 less $170,833,827.58 subrogation payment) 

Claim Status as of December 16, 2016