STATEMENTS & PRESS RELEASES
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August 22, 2014
Claim Status as of August 22, 2014

As of August 22, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of August 22, 2014

August 15, 2014
Claim Status as of August 15, 2014

As of August 15, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of August 15, 2014

August 08, 2014
Claim Status as of August 8, 2014

As of August 8, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of August 8, 2014

August 01, 2014
Claim Status as of August 1, 2014

As of August 1, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,736 64.99%
Withdrawn 395 2.39%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of August 1, 2014

August 01, 2014
Master Service List #33

Please open attached pdf file for Master Service List

Master Service List #33

July 25, 2014
Claim Status as of July 25, 2014

As of July 25, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,521 15.26%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,921 66.11%
Withdrawn 210 1.27%
Deemed Determined 151 .91%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,419,425,297.74
Amount of SIPC Coverage Provided: $699,642,994.50
(SIPC Committed of $813,747,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of July 25, 2014

July 18, 2014
Claim Status as of July 18, 2014

As of July 18, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,518 15.24%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,921 66.11%
Withdrawn 210 1.27%
Deemed Determined 154 .93%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,404,794,997.74
Amount of SIPC Coverage Provided: $698,142,994.50
(SIPC Committed of $812,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of July 18, 2014

July 11, 2014
Claim Status as of July 11, 2014

As of July 11, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,518 15.24%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,921 66.11%
Withdrawn 210 1.27%
Deemed Determined 154 .93%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,404,794,997.74
Amount of SIPC Coverage Provided: $698,142,994.50
(SIPC Committed of $812,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of July 11, 2014

July 04, 2014
Claim Status as of July 4, 2014

As of July 4, 2014, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,519
Total Determined Claims 16,519 100.00%
Allowed 2,518 15.24%
Determined - No Claim 12 0.07%
Denied 2,704 16.37%
Denied - Third Party 10,921 66.11%
Withdrawn 210 1.27%
Deemed Determined 154 .93%
Remaining To Determine 0 0.00%

Amount of Allowed Claims: $11,404,794,997.74
Amount of SIPC Coverage Provided: $698,142,994.50
(SIPC Committed of $812,247,373.62 less $114,104,379.12 subrogation payment) 

Claim Status as of July 4, 2014

July 01, 2014
Master Service List #32

Please open attached pdf file for Master Service List

Master Service List #32